-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DaTfDOY08bH1OgErKsAHeiVsjFi0uO5cVyQX2qXYoiPxgl/4zKGO8BwICcovECQ7 IwHLXgVoxs8hnOVvyioXZA== 0000899140-03-001017.txt : 20031204 0000899140-03-001017.hdr.sgml : 20031204 20031203191947 ACCESSION NUMBER: 0000899140-03-001017 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20031204 GROUP MEMBERS: WARBURG PINCUS & CO. GROUP MEMBERS: WARBURG PINCUS LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001075598 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE. CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERMUNE INC CENTRAL INDEX KEY: 0001087432 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943296648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-60673 FILM NUMBER: 031036264 BUSINESS ADDRESS: STREET 1: 3280 BAYSHORE STREET 2: BLVD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415 466 2200 MAIL ADDRESS: STREET 1: 3280 BAYSHORE BLVD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: INTERMUNE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20000121 SC 13D 1 w1300126a.txt INITIAL FILING ON SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 InterMune, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 45885B 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) Scott A. Arenare, Esq. Managing Director and General Counsel Warburg Pincus LLC 466 Lexington Avenue New York, New York 10017 (212) 878-0600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copies to: Peter H. Jakes, Esq. Willkie Farr & Gallagher LLP 787 Seventh Avenue New York, New York 10019 (212) 728-8000 December 3, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: [ ] Page 1 of 17 SCHEDULE 13D - --------------------- ------------------ CUSIP No. 45885B 10 Page 2 of 17 Pages - --------------------- ------------------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Equity Partners, L.P. ID Number 13-3536060 - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 0 --------- ------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,922,590 (see Item 5(b) of this Schedule 13D) OWNED BY EACH --------- ------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,922,590 (see Item 5(b) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,922,590 (see Item 5(b) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% (see Item 5(a) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ----------- -------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 45885B 10 Page 3 of 17 Pages - --------------------- ------------------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus & Co. ID Number 13-6358475 - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York general partnership - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER --------- ------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,922,590 (see Item 5(b) of this Schedule 13D) OWNED BY EACH --------- ------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,922,590 (see Item 5(b) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,922,590 (see Item 5(a) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% (see Item 5(a) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ----------- -------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP No. 45885B 10 Page 4 of 17 Pages - --------------------- ------------------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus LLC (formerly E.M. Warburg Pincus & Co., LLC) ID Number #13-3536050 - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York limited liability company - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 0 --------- ------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,922,590 (see Item 5(b) of this Schedule 13D) OWNED BY EACH --------- ------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,922,590 (see Item 5(b) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,922,590 (see Item 5(a) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% (see Item 5(a) of this Schedule 13D) - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - ----------- -------------------------------------------------------------------- This Schedule 13D is being filed on behalf of Warburg, Pincus Equity Partners, L.P., a Delaware limited partnership ("WPEP"), Warburg Pincus & Co., a New York general partnership ("WP"), and Warburg Pincus LLC, a New York limited liability company ("WP LLC" and, together with WPEP and WP, the "Reporting Entities"). This Schedule 13D relates to the common stock, $0.001 per share (the "Common Stock"), of InterMune, Inc., a Delaware corporation (the "Company"). The holdings of Common Stock of WPEP in this Schedule 13D include certain shares of Common Stock which may be deemed to be beneficially owned by Warburg, Pincus Netherlands Equity Partners I, C.V. ("WPNEP I"), Warburg, Pincus Netherlands Equity Partners II, C.V. ("WPNEP II") and Warburg, Pincus Netherlands Equity Partners III, C.V. ("WPNEP III" and, together with WPNEP I, WPNEP II and WPEP, the "Investors"). WP, WP LLC and the Investors are referred to herein as the "Group Members." The Group Members are making this single joint filing because they may be deemed to constitute a "group" within the meaning of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The agreement among the Group Members to file jointly is attached hereto as Exhibit 1. Each Group Member disclaims beneficial ownership of all of the shares of Common Stock, other than those reported herein as being owned by it. The initial acquisition of the Common Stock by the Reporting Entities occurred prior to the time the Company had securities registered under the Exchange Act and was therefore reported on Schedule 13G, filed on February 14, 2001 (the "Schedule 13G"). Page 5 of 17 Item 1. Security and Issuer. This Schedule 13D relates to the Common Stock and is being filed pursuant to Rule 13d-1(a) under the Exchange Act. The address of the principal executive offices of InterMune, Inc. is 3280 Bayshore Blvd, Brisbane California 94005. Item 2. Identity and Background. (a) This statement is filed by the Group Members. The Group Members are deemed to be a group within the meaning of Rule 13d-5. The sole general partner of each of the Investors is WP. WP LLC manages each of the Investors. The general partners of WP and the members of WP LLC are described in Schedule I hereto. (b) The address of the principal business and principal office of each of the Group Members and those persons listed on Schedule I hereto is 466 Lexington Avenue, New York, New York 10017. (c) The principal business of each of the Investors is that of a partnership engaged in making private equity and related investments. The principal business of WP is acting as general partner of each of the Investors and certain other private equity investment funds. The principal business of WP LLC is acting as manager of each of the Investors and certain other private equity investment funds. (d) None of the Group Members, nor, to the best of their knowledge, any of the directors, executive officers, general partners or members referred to in paragraph (a) has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Page 6 of 17 (e) None of the Group Members nor, to the best of their knowledge, any of the directors, executive officers, general partners or members referred to in paragraphs (a) and (d) above has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Except for WPNEPI, WPNEPII, WPNEPIII, which are organized under the laws of The Netherlands, and except as otherwise indicated on Schedule I hereto, each of the individuals referred to in paragraph (a) above is a United States citizen. Item 3. Source and Amount of Funds or Other Consideration. The total amount of funds used by each Investor to purchase the shares of Common Stock as described herein was furnished from the working capital of such Investor. The total amount of funds used by the Investors to purchase shares of Common Stock prior to the open market transactions set forth on Schedule II attached hereto was $17,544,998. The total amount of funds used by the Investors to purchase shares of Common Stock pursuant to the open market transactions set forth on Schedule II attached hereto was $16,765,431, net of brokerage commissions. Item 4. Purpose of Transaction. The purchases by the Investors of the securities of the Company as described herein were effected because of the Reporting Entities' belief that the Company represents an attractive investment based on the Company's business prospects and strategy. Depending on prevailing market, economic and other conditions, the Reporting Entities may from time to time acquire additional shares of the Company or engage in discussions with the Company concerning further acquisitions of shares of the Company Page 7 of 17 or further investments by them in the Company. The Reporting Entities intend to review their investment in the Company on a continuing basis and, depending upon the price and availability of shares of Common Stock, subsequent developments affecting the Company, the Company's business and prospects, other investment and business opportunities available to the Reporting Entities, general stock market and economic conditions, tax considerations and other factors considered relevant, may decide at any time to increase or to decrease the size of their investment in the Company. The Reporting Entities may in the future seek to engage in discussions with management of the Company concerning potential investments by the Reporting Entities in securities of the Company. Such discussions may relate to one or more of the transactions specified in clauses (a) through (j) of Item 4 of this Schedule 13D. Except as set forth above, none of the Reporting Entities nor, to the best of their knowledge, any person listed in Schedule I hereto, has any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Company, or the disposition of securities of the Company; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (d) any change in the present Board of Directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Company; (f) any other material change in the Company's business or corporate structure; (g) changes in the Company's charter, By-laws or instruments corresponding thereto or other actions which may impede the acquisition of Page 8 of 17 control of the Company by any person; (h) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (j) any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. (a) Due to their respective relationships with the Investors and each other, each of the Reporting Entities may be deemed to beneficially own an aggregate of 3,922,590 shares of Common Stock as of December 3, 2003, by virtue of the Investors' ownership of such shares as of such date. The 3,922,590 shares of Common Stock which the Reporting Entities may be deemed to beneficially own represent approximately 12.3% of the shares of Common Stock (based on the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2003 disclosing that 31,818,709 shares of Common Stock were outstanding as of November 4, 2003). (b) Each of the Investors shares the power to vote or to direct the vote and to dispose or direct the disposition of the 3,922,590 shares of common stock it may be deemed to beneficially own as of December 3, 2003. Each of the Reporting Entities shares the power to vote or to direct the vote and to dispose or to direct the disposition of the 3,922,590 shares of Common Stock it may be deemed to beneficially own as of December 3, 2003. Page 9 of 17 (c) The Investors acquired shares of Common Stock in the open market transactions set forth on Schedule II attached hereto. Prior to the open market transactions set forth on Schedule II attached hereto, the Investors beneficially owned 3,130,590 shares of Common Stock as set forth on the Schedule 13G. Except as described in Schedule II, no transactions in Common Stock were effected during the last 60 days by the Reporting Entities or any of the persons set forth on Schedule I or in Item 2(d) hereto. (d) Except as set forth in this Item 5, no person other than each respective record owner of the Common Stock referred to in this Schedule 13D is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the Common Stock. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Pursuant to Rule 13d-1(k) promulgated under the Exchange Act, the Group Members have entered into an agreement, attached hereto as Exhibit 1, with respect to the joint filing of this Schedule 13D, and any amendment or amendments hereto. Except as referred to in this Item 6, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 or between such persons and any other persons with respect to the shares of Common Stock of the Company. Item 7. Material to be Filed as Exhibits. 1. Joint Filing Agreement, dated December 3, 2003, by and among the Group Members. Page 10 of 17 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: December 3, 2003 WARBURG, PINCUS EQUITY PARTNERS, L.P. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS I, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS II, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS III, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Page 11 of 17 Dated: December 3, 2003 WARBURG PINCUS & CO. By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG PINCUS LLC By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Managing Director Page 12 of 17 SCHEDULE I Set forth below is the name, position and present principal occupation of each of the general partners of Warburg Pincus & Co. ("WP") and members of Warburg Pincus LLC ("WP LLC"). The sole general partner of Warburg Pincus Equity Partners, L.P. ("WPEP") is WP. WPEP, WP and WP LLC are hereinafter collectively referred to as the "Reporting Entities". Except as otherwise indicated, the business address of each of such persons is 466 Lexington Avenue, New York, New York 10017, and each of such persons is a citizen of the United States. GENERAL PARTNERS OF WP ---------------------- - ------------------------- ------------------------------------------------------ PRESENT PRINCIPAL OCCUPATION IN ADDITION TO POSITION WITH WP, AND POSITIONS NAME WITH THE REPORTING ENTITIES - ------------------------- ------------------------------------------------------ Joel Ackerman Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Scott A. Arenare Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Gregory Back Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ David Barr Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Larry Bettino Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Harold Brown Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Sean D. Carney Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Mark Colodny Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Timothy J. Curt Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ W. Bowman Cutter Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Cary J. Davis Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Stewart K. P. Gross Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Patrick T. Hackett Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Jeffrey A. Harris Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Stewart J. Hen Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ William H. Janeway Partner of WP; Member and Vice Chairman of WP LLC - ------------------------- ------------------------------------------------------ Julie A. Johnson Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Peter R. Kagan Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Charles R. Kaye Managing General Partner of WP; Managing Member and Co-President of WP LLC - ------------------------- ------------------------------------------------------ Henry Kressel Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Joseph P. Landy Managing General Partner of WP; Managing Member and Co-President of WP LLC - ------------------------- ------------------------------------------------------ Sidney Lapidus Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Kewsong Lee Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Jonathan S. Leff Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Reuben S. Leibowitz Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Nancy Martin Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Rodman W. Moorhead III Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ James Neary Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Howard H. Newman Partner of WP; Member and Vice Chairman of WP LLC - ------------------------- ------------------------------------------------------ Dalip Pathak Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Lionel I. Pincus Partner of WP; Member and Chairman of WP LLC - ------------------------- ------------------------------------------------------ Stan Raatz Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ John D. Santoleri Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Steven G. Schneider Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Mimi Strouse Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Page 13 of 17 - ------------------------- ------------------------------------------------------ Barry Taylor Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Wayne W. Tsou Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ John L. Vogelstein Partner of WP; Member and Vice Chairman of WP LLC - ------------------------- ------------------------------------------------------ John R. Vrolyk Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Elizabeth H. Weatherman Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ David C. Wenstrup Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Rosanne Zimmerman Partner of WP; Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Pincus & Company LLC* - ------------------------- ------------------------------------------------------ NL & Co.** - ------------------------- ------------------------------------------------------ - --------------------- * New York limited liability company; primary activity is ownership interest in WP and WP LLC ** New York limited partnership; primary activity is ownership interest in WP. Page 14 of 17 MEMBERS OF WP LLC ----------------- - ------------------------- ------------------------------------------------------ PRESENT PRINCIPAL OCCUPATION IN ADDITION TO POSITION WITH WP LLC, AND POSITIONS NAME WITH THE REPORTING ENTITIES - ------------------------- ------------------------------------------------------ Joel Ackerman Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Scott A. Arenare Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Gregory Back Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ David Barr Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Larry Bettino Member and Managing Director of WP LLC, Partner of WP - ------------------------- ------------------------------------------------------ Harold Brown Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Sean D. Carney Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Stephen John Coates (1) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Mark Colodny Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Timothy J. Curt Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ W. Bowman Cutter Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Cary J. Davis Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Tetsuya Fukagawa (2) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Stewart K. P. Gross Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Patrick T. Hackett Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Jeffrey A. Harris Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Stewart J. Hen Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Sung-Jin Hwang (3) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ William H. Janeway Member and Vice Chairman of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Julie A. Johnson Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Peter R. Kagan Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Charles R. Kaye Managing Member and Co-President of WP LLC; Managing General Partner of WP - ------------------------- ------------------------------------------------------ Rajesh Khanna (4) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Henry Kressel Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Rajiv B. Lall (4) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Joseph P. Landy Managing Member and Co-President of WP LLC; Managing General Partner of WP - ------------------------- ------------------------------------------------------ Sidney Lapidus Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Kewsong Lee Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Jonathan S. Leff Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Reuben S. Leibowitz Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Nicholas J. Lowcock (1) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ John W. MacIntosh (5) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Nancy Martin Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Rodman W. Moorhead III Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ James Neary Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Howard H. Newman Member and Vice Chairman of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Dalip Pathak Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Lionel I. Pincus Member and Chairman of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Pulak Chandan Prasad (4) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Stan Raatz Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ John D. Santoleri Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Steven G. Schneider Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Joseph C. Schull (5) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Mimi Strouse Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Page 15 of 17 - ------------------------- ------------------------------------------------------ Chang Q. Sun (6) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Barry Taylor Member and Managing Director of WP LLC, Partner of WP - ------------------------- ------------------------------------------------------ Wayne W. Tsou Member and Managing Director of WP LLC, Partner of WP - ------------------------- ------------------------------------------------------ John L. Vogelstein Member and Vice Chairman of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ John R. Vrolyk Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Elizabeth H. Weatherman Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ David C. Wenstrup Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Jeremy S. Young (1) Member and Managing Director of WP LLC - ------------------------- ------------------------------------------------------ Rosanne Zimmerman Member and Managing Director of WP LLC; Partner of WP - ------------------------- ------------------------------------------------------ Pincus & Company LLC* - ------------------------- ------------------------------------------------------ (1) Citizen of United Kingdom (2) Citizen of Japan (3) Citizen of Korea (4) Citizen of India (5) Citizen of Canada (6) Citizen of Hong Kong * New York limited liability company; primary activity is ownership interest in WP and WP LLC As of December 1, 2003 Page 16 of 17 SCHEDULE II - --------- ------------------ ------------------- ------------------------------- Date # of Shares Per Share Price Total Cost (net of brokerage commissions) - --------- ------------------ ------------------- ------------------------------- 11/25/03 280,000 $20.30 $5,684,000 - --------- ------------------ ------------------- ------------------------------- 11/26/03 160,000 $21.05 $3,367,376 - --------- ------------------ ------------------- ------------------------------- 12/1/03 115,000 $21.54 $2,476,755 - --------- ------------------ ------------------- ------------------------------- 12/2/03 62,000 $22.15 $1,373,300 - --------- ------------------ ------------------- ------------------------------- 12/3/03 175,000 $22.08 $3,864,000 - --------- ------------------ ------------------- ------------------------------- - --------- ------------------ ------------------- ------------------------------- Total 792,000 $16,765,431 - --------- ------------------ ------------------- ------------------------------- Page 17 of 17 EX-1 4 w1300126b.txt JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) ---------------------------- The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument. Dated: December 3, 2003 WARBURG, PINCUS EQUITY PARTNERS, L.P. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS I, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS II, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG, PINCUS NETHERLANDS EQUITY PARTNERS III, C.V. By: Warburg Pincus & Co., General Partner By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG PINCUS & CO. By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Partner Dated: December 3, 2003 WARBURG PINCUS LLC By: /s/ Scott Arenare ------------------------------ Name: Scott A. Arenare Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----